Nan Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan Sun (孫南), a licensed Responsible Officer with CE reference BOU474. Currently licensed at 1 firm(s): China Yinsheng International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 9 - Asset management | 2023-12-28 | present |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-14 | present |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
RO | Type 4 - Advising on securities | 2022-11-14 | present |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-18 | 2022-11-14 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-18 | 2022-11-14 |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as Nan Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.