Hua-Kun Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hua-Kun Shen (沈樺昆), a licensed Representative with CE reference BOT729. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-14 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-14 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2024-08-14 | present |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-27 | 2020-12-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hua-Kun Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.