Ming Chen
陳明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Chen (陳明), a licensed Representative with CE reference BOT554. Currently licensed at 1 firm(s): GRE Investment Advisors Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.4 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GRE Investment Advisors Limited | Rep | Type 4 - Advising on securities | 2024-07-12 | present |
| GRE Investment Advisors Limited | Rep | Type 9 - Asset management | 2024-05-28 | present |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-05-07 | 2023-12-30 |
| Goldman Sachs Asset Management (Hong Kong) Limited 高盛資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-05-07 | 2023-12-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-05 | 2021-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-05 | 2021-03-30 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-09-05 | 2021-03-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.