Ao Shen
沈奧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ao Shen (沈奧), a licensed former licensee with CE reference BOR931. This person has 1.9 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-26 | 2021-07-08 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-26 | 2021-07-08 |