Baoxin Wen
溫寶馨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Baoxin Wen (溫寶馨), a licensed former licensee with CE reference BOR737. This person has 3.9 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2021-11-25 | 2023-10-11 |
| Evercore Asia Limited | Rep | Type 1 - Dealing in securities | 2019-09-26 | 2021-09-30 |
| Evercore Asia Limited | Rep | Type 4 - Advising on securities | 2019-09-26 | 2021-09-30 |
| Evercore Asia Limited | Rep | Type 6 - Advising on corporate finance | 2019-09-26 | 2021-09-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Baoxin Wen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.