Li Wan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Li Wan (万力), a licensed Responsible Officer with CE reference BOO731. Currently licensed at 1 firm(s): China Galaxy International Securities (Hong Kong) Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.8 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-27 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-07 | present |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-07 | 2022-07-27 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-04-07 | 2022-07-19 |
| TFI Capital Limited 天風國際資本市場有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-04 | 2022-02-15 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 |
Rep | Type 1 - Dealing in securities | 2021-08-26 | 2022-02-15 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-17 | 2021-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Li Wan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.