Yoshiaki Asada
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yoshiaki Asada, a licensed former licensee with CE reference BOM342. This person has 1.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| New York Life Investment Management Hong Kong Limited | RO | Type 1 - Dealing in securities | 2019-11-08 | 2021-04-20 |
Worked alongside
The 1 closest colleagues, strongest tie first — individuals licensed at the same firm as Yoshiaki Asada during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Robert Henri Moorrees | New York Life Investment Management Hong Kong Limited | 2019–2021 |