Holger Wilhelm Naumann
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Holger Wilhelm Naumann, a licensed former licensee with CE reference BOM081. This person has 3.7 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-12 | 2023-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 - Advising on securities | 2019-11-12 | 2023-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 - Asset management | 2019-11-12 | 2023-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-02 | 2019-11-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-02 | 2019-11-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2019-09-02 | 2019-11-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Holger Wilhelm Naumann during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.