Eric Michael Marks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Michael Marks, a licensed former licensee with CE reference BOL836. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2025-02-14 | 2025-02-24 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-06-24 | 2019-06-28 |