Ka Man Yau
丘家敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Man Yau (丘家敏), a licensed former licensee with CE reference BOK106. This person has 3.3 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-03-29 | 2022-11-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-03-23 | 2022-11-04 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2022-03-23 | 2022-11-04 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-14 | 2022-02-20 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 - Asset management | 2019-06-14 | 2022-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Man Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.