Karen Kai Ning Lim
林愷寧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karen Kai Ning Lim (林愷寧), a licensed former licensee with CE reference BOJ405. This person has 7.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-04 | 2026-08-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-04 | 2026-08-14 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-02-04 | 2026-08-14 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-16 | 2021-12-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-16 | 2021-12-16 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-16 | 2021-12-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Karen Kai Ning Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.