Siu Ting Chan
陳小婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ting Chan (陳小婷), a licensed Representative with CE reference BOF597. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 5.4 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2023-10-09 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-30 | 2023-09-20 |
| Odysseus Capital Asia Limited 奧澌資本亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-10 | 2019-07-05 |
Worked alongside
The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ting Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Joseph Patrick Yeong Kang Chu | Odysseus Capital Asia Limited | 2019 |
| Tsz Biu Ko | Odysseus Capital Asia Limited | 2019 |
| Chi Wai Kwan | Odysseus Capital Asia Limited | 2019 |
| Xueqing Wang | Odysseus Capital Asia Limited | 2019 |