Hsiao Chieh Hu
胡筱潔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao Chieh Hu (胡筱潔), a licensed former licensee with CE reference BOA199. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2020-05-05 | 2023-04-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-02-11 | 2020-02-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-02-11 | 2020-02-14 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-02-11 | 2020-02-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsiao Chieh Hu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.