Yiyi Mao
毛禕禕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiyi Mao (毛禕禕), a licensed former licensee with CE reference BNY155. This person has 7.4 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-03-19 | 2026-05-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-03-19 | 2026-05-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-03-19 | 2026-05-15 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-31 | 2026-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-31 | 2026-03-18 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-31 | 2026-03-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiyi Mao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.