Nok Yan Chan
陳諾恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nok Yan Chan (陳諾恩), a licensed former licensee with CE reference BNX030. This person has 4.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-06 | 2023-08-04 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-28 | 2023-08-04 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-17 | 2022-04-25 |
| TD Ameritrade Hong Kong Limited 德美利證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-12-17 | 2022-04-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Nok Yan Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.