Kin Yan Tam
譚建恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Yan Tam (譚建恩), a licensed former licensee with CE reference BNU802. This person has 3.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 4 - Advising on securities | 2020-12-04 | 2022-07-10 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 9 - Asset management | 2020-12-04 | 2022-07-10 |
| Hong Tai Securities Limited 洪泰證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-11-13 | 2022-07-10 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-20 | 2020-11-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Yan Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.