Richard John Hockley
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Richard John Hockley, a licensed former licensee with CE reference BNR462. This person has 2.5 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2018-10-26 | 2021-04-25 |