Wa Shing Chow
周華盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wa Shing Chow (周華盛), a licensed Representative with CE reference BNO669. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 - Advising on corporate finance. This person has 7.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2021-07-27 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-28 | 2021-06-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-28 | 2021-06-23 |