Mohul Roy
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mohul Roy, a licensed former licensee with CE reference BNO309. This person has 1.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-05-27 | 2020-01-16 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-12-27 | 2019-03-25 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-09-18 | 2018-12-17 |