Jae Uk Ha
河在旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jae Uk Ha (河在旭), a licensed former licensee with CE reference BNJ329. This person has 3.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-19 | 2024-02-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-19 | 2024-02-02 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-20 | 2019-06-19 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-20 | 2019-06-19 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-20 | 2019-06-19 |