Ho Fung Alan Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Fung Alan Lau (柳昊鋒), a licensed Representative with CE reference BNB202. Currently licensed at 1 firm(s): DBS Asia Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 8.1 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-07 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-28 | present |
| DBS Asia Capital Limited 星展亞洲融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-06-28 | present |
| Altus Investments Limited | Rep | Type 1 - Dealing in securities | 2018-06-15 | 2021-06-15 |
| Altus Capital Limited 浩德融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-06-15 | 2021-06-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Fung Alan Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.