Chi Yu Alissa Man
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yu Alissa Man (文志妤), a licensed Responsible Officer with CE reference BMW869. Currently licensed at 1 firm(s): Shanggu Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 8.1 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 1 - Dealing in securities | 2025-06-16 | present |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2025-06-16 | present |
| Shanggu Securities Limited 上古證券有限公司 |
RO | Type 4 - Advising on securities | 2024-11-20 | present |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-08-01 | 2025-06-16 |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-01 | 2025-06-16 |
| Shanggu Securities Limited 上古證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-06-01 | 2024-11-20 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Yu Alissa Man during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wiley O' Yang | Shanggu Securities Limited | 2018–present |
| Wai Nam Leung | Shanggu Securities Limited | 2018–2024 |
| Xu Han | Shanggu Securities Limited | 2021–present |
| James Kwok Tai Li | Shanggu Securities Limited | 2018–2023 |
| Dickson Cheng | Shanggu Securities Limited | 2018–2021 |
| Chun Po Chiu | Shanggu Securities Limited | 2018–2020 |
| Shu Cheung Yau | Shanggu Securities Limited | 2024–present |