Ryota Yabe
矢部亮太
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ryota Yabe (矢部亮太), a licensed former licensee with CE reference BMV303. This person has 4.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-28 | 2022-06-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-28 | 2022-06-22 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-06-27 | 2019-11-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-06-27 | 2019-11-28 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-24 | 2018-06-23 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-04-24 | 2018-06-23 |