Roxana Zuercher
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Roxana Zuercher, a licensed former licensee with CE reference BMS303. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-05-03 | 2019-05-10 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-08-23 | 2018-08-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-04-26 | 2018-05-04 |