Raymond Kin Wah Yim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Kin Wah Yim (嚴建華), a licensed Representative with CE reference BLX402. Currently licensed at 1 firm(s): Asset Management Group Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-02-13 | present |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2018-02-13 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Kin Wah Yim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.