Fan Xie
謝凡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fan Xie (謝凡), a licensed former licensee with CE reference BLU352. This person has 2.4 years of SFC licence history. Total licence records on file: 1.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Securities Limited 黃河證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-26 | 2020-11-30 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Fan Xie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Linyi Li | Yellow River Securities Limited | 2018–2020 |
| Ho Yi Suen | Yellow River Securities Limited | 2018–2020 |
| Andes Fai Tin Tsoi | Yellow River Securities Limited | 2018–2020 |
| Chun Ho Ng | Yellow River Securities Limited | 2018–2019 |
| Shing Wai Yiu | Yellow River Securities Limited | 2020 |
| Po Chin Wong | Yellow River Securities Limited | 2020 |