Hiu Yin Chu
朱曉妍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hiu Yin Chu (朱曉妍), a licensed former licensee with CE reference BLT491. This person has 1.6 years of SFC licence history. Total licence records on file: 3.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-02 | 2019-08-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-02 | 2019-08-09 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 - Asset management | 2018-01-02 | 2019-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hiu Yin Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.