Young Joon Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Joon Lee, a licensed Responsible Officer with CE reference BLP736. Currently licensed at 1 firm(s): IMM Investment Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.4 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IMM Investment Hong Kong Limited | RO | Type 1 - Dealing in securities | 2020-03-20 | present |
| IMM Investment Hong Kong Limited | RO | Type 4 - Advising on securities | 2020-03-20 | present |
| IMM Investment Hong Kong Limited | RO | Type 9 - Asset management | 2020-03-20 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-01 | 2017-12-11 |
Worked alongside
The 6 closest colleagues, strongest tie first — individuals licensed at the same firm as Young Joon Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Howon Lee | IMM Investment Hong Kong Limited | 2020–present |
| Jongwoo Yoon | IMM Investment Hong Kong Limited | 2021–present |
| Seong Hwan Jin | IMM Investment Hong Kong Limited | 2022–2026 |
| Younghwan Chung | IMM Investment Hong Kong Limited | 2021–2023 |
| Young Uk Cho | IMM Investment Hong Kong Limited | 2020–2021 |
| Jeong Hoon Kim | IMM Investment Hong Kong Limited | 2020–2021 |