Yang-Shen Lee
李洋昇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang-Shen Lee (李洋昇), a licensed Responsible Officer with CE reference BLL629. Currently licensed at 1 firm(s): Fortune Vision Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.9 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fortune Vision Capital Limited 富觀資本有限公司 |
RO | Type 4 - Advising on securities | 2024-11-22 | present |
| Fortune Vision Capital Limited 富觀資本有限公司 |
RO | Type 9 - Asset management | 2024-11-22 | present |
| Advance Asset Management Limited 領先資產管理有限公司 |
RO | Type 9 - Asset management | 2023-08-18 | 2024-11-20 |
| Advance Asset Management Limited 領先資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-07-28 | 2023-08-18 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-06-28 | 2023-04-05 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 |
RO | Type 9 - Asset management | 2021-06-28 | 2023-04-05 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-06-10 | 2021-05-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-31 | 2021-05-31 |
| SinoPac Asset Management (Asia) Limited 永豐金資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2020-03-31 | 2021-05-31 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
RO | Type 4 - Advising on securities | 2018-03-29 | 2020-03-15 |
| Pamirs Capital (H.K.) Limited 高原証券有限公司 |
RO | Type 9 - Asset management | 2018-03-29 | 2020-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang-Shen Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.