John William Wraith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John William Wraith, a licensed former licensee with CE reference BLD291. This person has less than 0.1 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2019-03-05 | 2019-03-07 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2017-10-06 | 2017-10-11 |