Kam To Ho
何金濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam To Ho (何金濤), a licensed former licensee with CE reference BLA401. This person has 6.1 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Annum Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2022-07-27 | 2024-08-10 |
| Annum Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2022-07-27 | 2024-08-10 |
| Austrax Securities Limited 南強證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-26 | 2021-10-29 |
| Austrax Securities Limited 南強證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-26 | 2021-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam To Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.