Wai Mun Au Yeong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Mun Au Yeong, a licensed former licensee with CE reference BKO309. This person has 7.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-10-19 | 2025-03-25 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-10-19 | 2025-03-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2017-08-21 | 2020-09-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2017-08-21 | 2020-09-01 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2017-08-21 | 2020-09-01 |