Tun Lok Carlos Koo
顧敦樂
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tun Lok Carlos Koo (顧敦樂), a licensed former licensee with CE reference BKK383. This person has 5.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rockflow Securities Limited 奇運證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-22 | 2023-04-30 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-11 | 2019-03-06 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-11 | 2019-03-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tun Lok Carlos Koo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.