Mengdi Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mengdi Li, a licensed former licensee with CE reference BKJ260. This person has 3.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2018-03-27 | 2020-10-16 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2018-03-27 | 2020-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2020-10-16 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2020-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2018-03-12 | 2020-10-16 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2018-03-12 | 2020-10-16 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-09 | 2018-02-05 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-09 | 2018-02-05 |