Tsz Chung Lam

林梓聰
CE No. BJY535 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chung Lam (林梓聰), a licensed former licensee with CE reference BJY535. This person has 1.7 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
EXS Capital Asia Limited Rep Type 4 - Advising on securities 2018-03-27 2019-12-09
EXS Capital Asia Limited Rep Type 6 - Advising on corporate finance 2018-03-27 2019-12-09
EXS Capital Asia Limited Rep Type 9 - Asset management 2018-03-27 2019-12-09

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Chung Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Yu Qing Huang EXS Capital Asia Limited 2018–2019
Shu Wang Kwan EXS Capital Asia Limited 2018–2019
Christopher Hin-Long Tai EXS Capital Asia Limited 2018–2019
Eric Norman Solberg EXS Capital Asia Limited 2018–2019
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