Yan Zhang
張龑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Zhang (張龑), a licensed Responsible Officer with CE reference BJU327. Currently licensed at 1 firm(s): Ubiquant Asset Management Co., Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ubiquant Asset Management Co., Limited | RO | Type 4 - Advising on securities | 2023-10-25 | present |
| Ubiquant Asset Management Co., Limited | RO | Type 9 - Asset management | 2023-10-25 | present |
| Ubiquant Asset Management Co., Limited | Rep | Type 4 - Advising on securities | 2023-08-30 | 2023-10-25 |
| Ubiquant Asset Management Co., Limited | Rep | Type 9 - Asset management | 2023-08-30 | 2023-10-25 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-08-11 | 2023-05-26 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2017-08-11 | 2023-05-26 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-13 | 2017-08-11 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-07-13 | 2017-08-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Zhang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.