Gaosheng Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gaosheng Li (李高生), a licensed Responsible Officer with CE reference BJL824. Currently licensed at 2 firm(s): Capital Focus Asset Management Limited, China Financial International Investments & Managements Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 7.7 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 4 - Advising on securities | 2026-06-25 | present |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 - Asset management | 2026-06-25 | present |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
RO | Type 9 - Asset management | 2026-06-25 | present |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-06-05 | 2026-06-25 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-06-05 | 2026-06-25 |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2026-06-05 | 2026-06-25 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-02-19 | 2025-11-16 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 - Asset management | 2024-02-19 | 2025-11-16 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-23 | 2024-02-19 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-23 | 2024-02-19 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 4 - Advising on securities | 2023-01-10 | 2023-09-08 |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 9 - Asset management | 2023-01-10 | 2023-09-08 |
| Direction Capital Limited 方向資本有限公司 |
Rep | Type 4 - Advising on securities | 2022-11-17 | 2023-01-10 |
| Direction Capital Limited 方向資本有限公司 |
Rep | Type 9 - Asset management | 2022-11-17 | 2023-01-10 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-05-26 | 2022-10-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
RO | Type 9 - Asset management | 2021-05-26 | 2022-10-31 |
| Axis Capital Management Limited 縱橫資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-08-31 | 2021-05-26 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-05-05 | 2018-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gaosheng Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.