Graham Elliot
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Graham Elliot, a licensed Responsible Officer with CE reference BJG894. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 - Asset management | 2025-03-03 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-03 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-10-03 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-10-03 | 2025-03-03 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-19 | 2024-10-03 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-19 | 2024-10-03 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2017-10-25 | 2024-05-24 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2017-10-25 | 2024-05-24 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-03 | 2017-10-25 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-03 | 2017-10-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Graham Elliot during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.