Tao Xia
夏濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Xia (夏濤), a licensed former licensee with CE reference BJE654. This person has 1.4 years of SFC licence history. Total licence records on file: 1.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2017-05-16 | 2018-10-20 |