Ishan Sethi
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ishan Sethi, a licensed Representative with CE reference BIZ380. Currently licensed at 1 firm(s): Shikhara Capital (Hong Kong) Private Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shikhara Capital (Hong Kong) Private Limited | Rep | Type 1 - Dealing in securities | 2026-06-26 | present |
| Shikhara Capital (Hong Kong) Private Limited | Rep | Type 4 - Advising on securities | 2026-06-26 | present |
| Shikhara Capital (Hong Kong) Private Limited | Rep | Type 9 - Asset management | 2026-06-26 | present |
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
RO | Type 4 - Advising on securities | 2024-01-03 | 2025-09-10 |
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
RO | Type 9 - Asset management | 2024-01-03 | 2025-09-10 |
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-01 | 2024-01-03 |
| APG Asset Management Asia Limited 荷蘭滙盈投資亞洲有限公司 |
Rep | Type 9 - Asset management | 2017-02-01 | 2024-01-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ishan Sethi during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.