Yuen Ting To
陶婉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ting To (陶婉婷), a licensed former licensee with CE reference BIS544. This person has 3.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-02 | 2022-05-15 |
| Oakwise Capital Management Limited 瑞橡資本管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-02 | 2022-05-15 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-18 | 2021-04-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-18 | 2021-04-07 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 9 - Asset management | 2018-09-18 | 2021-04-07 |
| China Enterprise Securities Company Limited 華業金控證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-04 | 2017-03-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yuen Ting To during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.