Shane Thomas Farley

CE No. BIJ821 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shane Thomas Farley, a licensed former licensee with CE reference BIJ821. This person has 5.0 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Brown Brothers Harriman (Hong Kong) Limited Rep Type 3 - Leveraged foreign exchange trading 2016-10-24 2021-11-09

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shane Thomas Farley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Christopher Neil Averill Gothard Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Christopher Charles Pigott Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Chun Leong Hung Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Philip Fuk Yip Chiang Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Albert Chan Brown Brothers Harriman (Hong Kong) Limited 2017–2021
Xuan Pan Brown Brothers Harriman (Hong Kong) Limited 2016–2019
William Ernest Rosensweig Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Lai San Wong Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Munenori Yoshihara Brown Brothers Harriman (Hong Kong) Limited 2018–2021
Elaine Yee Lin Chan Brown Brothers Harriman (Hong Kong) Limited 2016–2020
Robert Andrew Lees Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Zubair Nizami Brown Brothers Harriman (Hong Kong) Limited 2016–2021
Colin Scott McLaren Brown Brothers Harriman (Hong Kong) Limited 2016–2019
Ambrose Kin Shek Lam Brown Brothers Harriman (Hong Kong) Limited 2017–2021
Hai Hua Zhao Brown Brothers Harriman (Hong Kong) Limited 2020–2021
Wing Sze Mak Brown Brothers Harriman (Hong Kong) Limited 2016–2018
Darren James Price Brown Brothers Harriman (Hong Kong) Limited 2016–2019
Sheung Kuen Calvin Chan Brown Brothers Harriman (Hong Kong) Limited 2016–2018
Mitsuko Kimura Brown Brothers Harriman (Hong Kong) Limited 2016–2018
Wing Yin Melanie Lam Brown Brothers Harriman (Hong Kong) Limited 2016–2018
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