Michael David Pasquale
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael David Pasquale, a licensed former licensee with CE reference BIC448. This person has 0.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2019-10-18 | 2019-10-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2018-10-25 | 2018-11-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2016-09-08 | 2016-09-13 |