Yan Sun
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Sun (孫岩), a licensed Representative with CE reference BIC310. Currently licensed at 1 firm(s): CEB International Asset Management Corporation Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-13 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-10-13 | present |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-09-06 | present |
| AVICT Global Asset Management Limited 中航資信環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-11-11 | 2023-08-14 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-02 | 2017-04-20 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-09-02 | 2017-04-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yan Sun during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.