Gordon Chun Ming Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gordon Chun Ming Lam (林俊明), a licensed Responsible Officer with CE reference BHK877. Currently licensed at 1 firm(s): Beagle Asset Management Company Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-09-15 | present |
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
RO | Type 9 - Asset management | 2022-09-15 | present |
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-08-30 | 2022-09-15 |
| Beagle Asset Management Company Limited 百昊資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-08-30 | 2022-09-15 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 4 - Advising on securities | 2019-01-11 | 2021-07-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
RO | Type 9 - Asset management | 2019-01-11 | 2021-07-31 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-12-17 | 2019-01-11 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-03 | 2018-08-14 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-03 | 2018-08-14 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-05-06 | 2017-08-31 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 4 - Advising on securities | 2016-05-06 | 2017-08-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Gordon Chun Ming Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.