Abhishek Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Abhishek Gupta, a licensed former licensee with CE reference BHA431. This person has 3.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2016-02-29 | 2019-06-21 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2016-02-29 | 2018-12-19 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2016-02-29 | 2019-06-21 |