Chok Wai Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chok Wai Lee, a licensed Responsible Officer with CE reference BGR491. Currently licensed at 1 firm(s): Morningstar Investment Management Asia Limited. Active regulated activities: Type 4 - Advising on securities. This person has 9.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | RO | Type 4 - Advising on securities | 2024-02-19 | present |
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2019-11-07 | 2024-02-19 |
| Morningstar Investment Management Asia Limited | Rep | Type 4 - Advising on securities | 2015-12-22 | 2018-03-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chok Wai Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.