Xiaoting Peng
彭晓婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Peng (彭晓婷), a licensed former licensee with CE reference BGN039. This person has 7.5 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-27 | 2023-10-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-27 | 2023-10-31 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-09 | 2021-09-15 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-09 | 2021-09-15 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-11-17 | 2017-08-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoting Peng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.