Xuan Xiao
肖旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Xiao (肖旋), a licensed former licensee with CE reference BGK417. This person has 1.0 year of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-01-13 | 2016-12-12 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-26 | 2015-12-10 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-26 | 2015-12-10 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2015-10-26 | 2015-12-10 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Xiao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.