Seung Jin Sim
沈承辰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seung Jin Sim (沈承辰), a licensed former licensee with CE reference BGG389. This person has 5.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T.F.S. Derivatives HK Limited | Rep | Type 1 - Dealing in securities | 2019-02-01 | 2021-02-11 |
| T.F.S. Derivatives HK Limited | Rep | Type 2 - Dealing in futures contracts | 2019-02-01 | 2021-02-11 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2015-09-22 | 2018-11-14 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2015-09-22 | 2018-11-14 |
| Tullett Prebon (Hong Kong) Limited | Rep | Type 7 - Providing automated trading services | 2015-09-22 | 2018-11-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Seung Jin Sim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.